about our company
VOROFIN Regulatory Services is a FSCA approved compliance practice, advises small and medium enterprises as well as IFAs, how to conduct business in a compliant and ethical manner. We have more than 25 years of experience in the field, which enables us to ensure our clients differentiate themselves when providing financial services to clients. We support our clients to meet the statutory and regulatory requirements of FAIS and FICA together with those of other key pieces of legislation. We continue to build professional relationships with regulators and other industry bodies and engage with them regarding challenges faced by the industry and the solutions necessary to overcome them.
Our Services
What We Offer
FAIS Act Compliance (Cat I & Cat II – Including Crypto FSPs - CASPs)
We help licensed and prospective Financial Services Providers (FSPs), including Crypto Asset Service Providers (CASPs), navigate the complexities of FAIS compliance. From licensing and regulatory document preparation to compliance officer support and risk management, we deliver practical, hands-on solutions tailored to your business. Our services ensure that you stay aligned with FSCA requirements while protecting your licence and your clients.
FICA & Anti-Money Laundering (AML) Compliance
FICA compliance is mandatory for all Accountable Institutions, and we make it manageable with end-to-end support. Whether you're building a Risk Management and Compliance Programme (RMCP) or appointing a Money Laundering Reporting Officer (MLRO), we provide strategic guidance and training that reduce your AML risk exposure. Our approach empowers businesses to meet reporting duties, avoid costly penalties, and focus on ethical growth.
NCA Compliance (National Credit Act)
If your business extends any form of credit, we help you meet your regulatory obligations under the National Credit Act with clarity and ease. From NCR registration and consumer disclosure templates to dispute resolution and affordability frameworks, our NCA service reduces your legal risk and promotes responsible lending. Let us simplify your credit compliance while protecting both your clients and your bottom line.
POPI Act Compliance Toolkit (3 Levels)
Our POPIA Toolkit is built for flexibility and scale, helping businesses of any size implement privacy protections that align with South African law. Whether you’re seeking basic awareness or a comprehensive policy suite with internal training and annual reviews, we support your journey to full POPI Act compliance. Protecting personal information is not optional—and we make it practical, efficient, and effective.
PAIA Compliance Services
VOROFIN ensures that your business meets the mandatory requirements of the Promotion of Access to Information Act (PAIA) with industry-aligned manuals and templates. We handle drafting, submission, reviews, and annual reporting—while aligning your PAIA processes with POPIA standards. It’s a streamlined way to meet legal obligations without adding operational strain.
Consumer Protection Act (CPA) Compliance
From e-commerce to consulting, every business must understand and respect the rights of consumers under the CPA. We equip SMEs with essential tools like disclosure templates, return policies, complaint procedures, and fairness-focused contract reviews. Our CPA services help you trade transparently, resolve disputes fairly, and build long-term trust with customers.
Property Practitioners Act Compliance
If you operate in real estate, compliance is no longer optional—and we’ve built a tailored support model for agencies of all sizes. From trust account procedures and disclosure forms to desktop system reviews, we help property practitioners meet FSCA and FIC obligations. Our approach blends operational know-how with deep regulatory insight to keep your business fully aligned.
Desktop Compliance Review (Included in All Services)
Every VOROFIN service includes a complimentary Desktop Review, giving you a clear snapshot of your current compliance posture. We assess your policies, documents, and processes, identify gaps, and provide actionable steps—all followed by a consult to discuss solutions. It’s a simple, effective way to start your compliance journey or validate your existing frameworks.
